主要法例 中文 葡文 英文
規範統計聲明制度
(第007/93-AMCM號通告) /files/banking_sector/rules_and_guideline/notices_and_guidelines/ch_av_07_93.pdf /files/banking_sector/rules_and_guideline/notices_and_guidelines/pt_av_07_93.pdf /files/banking_sector/rules_and_guideline/notices_and_guidelines/en_av_07_93.pdf
規範總行設在外地之信用機構之儲備金分配
(第010/93-AMCM號通告) /files/banking_sector/rules_and_guideline/notices_and_guidelines/ch_av_10_93.pdf /files/banking_sector/rules_and_guideline/notices_and_guidelines/pt_av_10_93.pdf /files/banking_sector/rules_and_guideline/notices_and_guidelines/en_av_10_93.pdf
關於計算資產和負債評估值所採用之標準和方法
(第011/93-AMCM號通告) /files/banking_sector/rules_and_guideline/notices_and_guidelines/ch_av_11_93.pdf /files/banking_sector/rules_and_guideline/notices_and_guidelines/pt_av_11_93.pdf /files/banking_sector/rules_and_guideline/notices_and_guidelines/en_av_11_93.pdf
自有資金組合項目及應具有之特徵
(第012/93-AMCM號通告) /files/banking_sector/rules_and_guideline/notices_and_guidelines/ch_av_12_93.pdf /files/banking_sector/rules_and_guideline/notices_and_guidelines/pt_av_12_93.pdf /files/banking_sector/rules_and_guideline/notices_and_guidelines/en_av_12_93.pdf
貸款組合分類及設定備用金 - 廢止九/九三-AMCM號通告
(第018/93-AMCM號通告) /files/banking_sector/rules_and_guideline/notices_and_guidelines/noitice_no._18_93_amcm_chi.pdf /files/banking_sector/rules_and_guideline/notices_and_guidelines/noitice_no._18_93_amcm_port.pdf /files/banking_sector/rules_and_guideline/notices_and_guidelines/noitice_no._18_93_amcm_eng.pdf
自有資金之演算
(第003/A/94-DSB/AMCM號傳閱文件) /files/banking_sector/rules_and_guideline/notices_and_guidelines/cir_003_a_94_dsb_chn.pdf /files/banking_sector/rules_and_guideline/notices_and_guidelines/cir_003_a_94_dsb_port.pdf /files/banking_sector/rules_and_guideline/notices_and_guidelines/cir_003_a_94_dsb_eng.pdf
自有資金之演算
(第003/A/95-DSB/AMCM號傳閱文件) /files/banking_sector/rules_and_guideline/notices_and_guidelines/cir_003_a_95_dsb_chn.pdf /files/banking_sector/rules_and_guideline/notices_and_guidelines/cir_003_a_95_dsb_port.pdf
信用機構內部控制指引
(第169/B/2002-DSB/AMCM號傳閱文件) /files/banking_sector/rules_and_guideline/notices_and_guidelines/ch_cir_169_b_02.pdf /files/banking_sector/rules_and_guideline/notices_and_guidelines/pt_cir_169_b_02.pdf /files/banking_sector/rules_and_guideline/notices_and_guidelines/en_cir_169_b_02.pdf
電子銀行業務風險管理指引
(第003/B/2008-DSB/AMCM號傳閱文件) /files/banking_sector/rules_and_guideline/notices_and_guidelines/ch_av_03_2008.pdf /files/banking_sector/rules_and_guideline/notices_and_guidelines/en_av_03_2008.pdf
國別風險管理指引
(第008/B/2008-DSB/AMCM號傳閱文件) /files/banking_sector/rules_and_guideline/notices_and_guidelines/ch_av_08_2008.pdf /files/banking_sector/rules_and_guideline/notices_and_guidelines/en_av_08_2008.pdf
利率風險管理指引
(第051/B/2008-DSB/AMCM號傳閱文件) /files/banking_sector/rules_and_guideline/notices_and_guidelines/ch_cir_051_b_08.pdf /files/banking_sector/rules_and_guideline/notices_and_guidelines/en_cir_051_b_08.pdf
附件一: 利率風險的來源及影響 /files/banking_sector/rules_and_guideline/notices_and_guidelines/ch_cir_051_b_08_appendix1.pdf /files/banking_sector/rules_and_guideline/notices_and_guidelines/en_cir_051_b_08_appendix1.pdf
附件二: 利率風險申報表 /files/banking_sector/rules_and_guideline/notices_and_guidelines/ch_cir_051_b_08_appendix2.pdf /files/banking_sector/rules_and_guideline/notices_and_guidelines/en_cir_051_b_08_appendix2.pdf
投資管理指引
(第052/B/2008-DSB/AMCM號傳閱文件) /files/banking_sector/rules_and_guideline/notices_and_guidelines/cn_cir_052_b_08.pdf /files/banking_sector/rules_and_guideline/notices_and_guidelines/en_cir_052_b_08.pdf
外判管理指引
(第032/B/2009-DSB/AMCM號傳閱文件) /files/banking_sector/rules_and_guideline/notices_and_guidelines/outsourcing_chinese_final_version.pdf /files/banking_sector/rules_and_guideline/notices_and_guidelines/outsourcing_portuguese_final_version.pdf /files/banking_sector/rules_and_guideline/notices_and_guidelines/guideline_on_outsourcing_final_version_eng.pdf
業務持續管理指引
(第033/B/2009-DSB/AMCM號傳閱文件) /files/banking_sector/rules_and_guideline/notices_and_guidelines/business_continuity_chinese.pdf /files/banking_sector/rules_and_guideline/notices_and_guidelines/business_continuity_portuguese.pdf /files/banking_sector/rules_and_guideline/notices_and_guidelines/guideline_on_business_continuity_management_final_version_eng.pdf
提前遞交監管報表
(第012/2009-AMCM 號通告) /files/banking_sector/rules_and_guideline/notices_and_guidelines/cn_av_12_2009.pdf /files/banking_sector/rules_and_guideline/notices_and_guidelines/pt_av_12_2009.pdf /files/banking_sector/rules_and_guideline/notices_and_guidelines/en_av_12_2009.pdf
客戶投訴處理指引
(第040/B/2009-DSB/AMCM號傳閱文件) /files/banking_sector/rules_and_guideline/notices_and_guidelines/ch_av_40_2009.pdf /files/banking_sector/rules_and_guideline/notices_and_guidelines/pt_av_40_2009.pdf /files/banking_sector/rules_and_guideline/notices_and_guidelines/en_av_40_2009.pdf
提供及分銷金融產品指引
(第033/B/2010-DSB/AMCM號傳閱文件) /files/banking_sector/rules_and_guideline/notices_and_guidelines/guideline_on_provision_and_distribution_of_financial_products_chi_20170811_update.pdf /files/banking_sector/rules_and_guideline/notices_and_guidelines/guideline_on_provision_and_distribution_of_financial_products_eng_20170811_update.pdf
住宅樓宇按揭業務指引
(第035/B/2010-DSB/AMCM號傳閱文件) /files/banking_sector/rules_and_guideline/notices_and_guidelines/ch_cir_035_b_2010.pdf /files/banking_sector/rules_and_guideline/notices_and_guidelines/pt_cir_035_b_2010.pdf /files/banking_sector/rules_and_guideline/notices_and_guidelines/en_cir_035_b_2010.pdf
流動性風險管理指引
(第003/B/2011-DSB/AMCM號傳閱文件) /files/banking_sector/rules_and_guideline/notices_and_guidelines/launch_version_liquidity_management_eng.pdf
財務訊息披露指引
(第026/B/2012-DSB/AMCM號傳閱文件) /files/banking_sector/rules_and_guideline/notices_and_guidelines/circular_26_b_2012_eng_final.pdf
可動用現金及最低抵償規則
(第002/2013-AMCM號通告) /files/banking_sector/rules_and_guideline/notices_and_guidelines/aviso_002_2013_amcm_chin.pdf /files/banking_sector/rules_and_guideline/notices_and_guidelines/aviso_002_2013_amcm_port.pdf /files/banking_sector/rules_and_guideline/notices_and_guidelines/aviso_002_2013_amcm_eng.pdf
擴大《可動用現金及最低抵償規則》抵償資產的範圍
(第008/B/2019-DSB/AMCM號傳閱文件) /files/banking_sector/rules_and_guideline/notices_and_guidelines/circular_chi_008_b_2019_dsb_amcm.pdf /files/banking_sector/rules_and_guideline/notices_and_guidelines/circular_portuguese_008_b_2019_dsb_amcm.pdf /files/banking_sector/rules_and_guideline/notices_and_guidelines/circular_eng_008_b_2019_dsb_amcm.pdf
自動櫃員機及銀行卡安全措施規定
(第021/B/2013-DSB/AMCM號傳閱文件) /files/banking_sector/rules_and_guideline/notices_and_guidelines/circular_021_b_2013_chn.pdf /files/banking_sector/rules_and_guideline/notices_and_guidelines/circular_021_b_2013_eng.pdf
外部核數師的聘任、職責及其與金融管理局關係的指引
(第016/B/2015-DSB/AMCM號傳閱文件) /files/banking_sector/rules_and_guideline/notices_and_guidelines/circular_016_b_2015_eng.pdf
償付能力比率 (即資本充足比率)
(第011/2015-AMCM號通告) /files/banking_sector/rules_and_guideline/notices_and_guidelines/notice_no.011_2015_amcm_chi.pdf /files/banking_sector/rules_and_guideline/notices_and_guidelines/notice_no.011_2015_amcm_port.pdf /files/banking_sector/rules_and_guideline/notices_and_guidelines/notice_no.011_2015_amcm_eng.pdf
(第028/B/2015-DSB/AMCM 號傳閱文件) /files/banking_sector/rules_and_guideline/notices_and_guidelines/cir_028_b_2015_dsb_amcm_chi.pdf /files/banking_sector/rules_and_guideline/notices_and_guidelines/cir_028_b_2015_dsb_amcm_eng.pdf
資本充足率的風險權數
(第014/B/2019-DSB/AMCM號傳閱文件) /files/banking_sector/rules_and_guideline/notices_and_guidelines/014_b_2019_dsb_amcm_chinese.pdf /files/banking_sector/rules_and_guideline/notices_and_guidelines/014_b_2019_dsb_amcm_english.pdf
重大事故應急通報措施
(第012/B/2016-DSB/AMCM號傳閱文件) /files/banking_sector/rules_and_guideline/notices_and_guidelines/cir_012_b_2016_chn.pdf /files/banking_sector/rules_and_guideline/notices_and_guidelines/cir_012_b_2016_eng.pdf
反洗錢及反恐融資指引
第008/2016-AMCM號通告 /files/banking_sector/rules_and_guideline/notices_and_guidelines/aviso_008_2016.pdf /files/banking_sector/rules_and_guideline/notices_and_guidelines/aviso_008_2016.pdf
第014/2016-AMCM號通告 /files/banking_sector/rules_and_guideline/notices_and_guidelines/aviso_014_2016.pdf /files/banking_sector/rules_and_guideline/notices_and_guidelines/aviso_014_2016.pdf
第006/2019-AMCM號通告 /files/banking_sector/rules_and_guideline/notices_and_guidelines/aviso_006_2019.pdf /files/banking_sector/rules_and_guideline/notices_and_guidelines/aviso_006_2019.pdf
反洗錢及反恐融資指引 /files/banking_sector/rules_and_guideline/notices_and_guidelines/aml_cft_gudileine_chi_2019_final.pdf /files/banking_sector/rules_and_guideline/notices_and_guidelines/aml_cft_guideline_port_2019_final.pdf /files/banking_sector/rules_and_guideline/notices_and_guidelines/aml_cft_gudileine_eng_2019_final.pdf
可疑交易舉例 /files/banking_sector/rules_and_guideline/notices_and_guidelines/ex_susp_trns_2016_chn.pdf /files/banking_sector/rules_and_guideline/notices_and_guidelines/ex_susp_trns_2016_port.pdf /files/banking_sector/rules_and_guideline/notices_and_guidelines/ex_susp_trns_2016_eng.pdf
反洗錢及反恐融資措施的補充說明    ( 反洗錢及反恐融資指引的補充 )
    (第022/B/2016-DSB/AMCM號傳閱文件) /files/banking_sector/rules_and_guideline/notices_and_guidelines/cir_022_b_2016_dsb_chn.pdf /files/banking_sector/rules_and_guideline/notices_and_guidelines/cir_022_b_2016_dsb_por.pdf /files/banking_sector/rules_and_guideline/notices_and_guidelines/cir_022_b_2016_dsb_eng.pdf
進一步收緊住宅按揭成數
(第011/B/2017-DSB/AMCM號傳閱文件) /files/banking_sector/rules_and_guideline/notices_and_guidelines/circular_011_b_2017_dsb_amcm_chinese.pdf /files/banking_sector/rules_and_guideline/notices_and_guidelines/circular_011_b_2017_dsb_amcm_portuguese.pdf /files/banking_sector/rules_and_guideline/notices_and_guidelines/circular_011_b_2017_dsb_amcm_english.pdf
合資格青年首次置業的按揭成數
(第011/B/2018-DSB/AMCM號傳閱文件) /files/banking_sector/rules_and_guideline/notices_and_guidelines/circular_011_b_2018_dsb_amcm_chinese.pdf /files/banking_sector/rules_and_guideline/notices_and_guidelines/circular_011_b_2018_dsb_amcm_portuguese.pdf /files/banking_sector/rules_and_guideline/notices_and_guidelines/circular_011_b_2018_dsb_amcm_english.pdf
公司機關成員或具管理權力人員之委任
(第1675/MC007-2019-DSB/AMCM號通函) /files/banking_sector/rules_and_guideline/notices_and_guidelines/ch_av_1675_mc007.pdf /files/banking_sector/rules_and_guideline/notices_and_guidelines/en_av_1675_mc007.pdf /files/banking_sector/rules_and_guideline/notices_and_guidelines/en_av_1675_mc007.pdf
專用表格 /files/banking_sector/rules_and_guideline/notices_and_guidelines/nomination_form_article_48_version_2019.03_for_fis_use_1.docx /files/banking_sector/rules_and_guideline/notices_and_guidelines/nomination_form_article_48_version_2019.03_for_fis_use_1.docx /files/banking_sector/rules_and_guideline/notices_and_guidelines/nomination_form_article_48_version_2019.03_for_fis_use_1.docx
AML/CFT條例執行主任之委任
(第3360/MC014-2019-DSB/AMCM號通函) /files/banking_sector/rules_and_guideline/notices_and_guidelines/cir_letter_3360_mc014_2019_aml_cft_co_nomination_form.pdf /files/banking_sector/rules_and_guideline/notices_and_guidelines/cir_letter_3360_mc014_2019_aml_cft_co_nomination_form.pdf /files/banking_sector/rules_and_guideline/notices_and_guidelines/cir_letter_3360_mc014_2019_aml_cft_co_nomination_form.pdf
專用表格 /files/banking_sector/rules_and_guideline/notices_and_guidelines/nomination_of_aml_cft_compliance_officer_version_2019.05_for_fis_use.docx /files/banking_sector/rules_and_guideline/notices_and_guidelines/nomination_of_aml_cft_compliance_officer_version_2019.05_for_fis_use.docx /files/banking_sector/rules_and_guideline/notices_and_guidelines/nomination_of_aml_cft_compliance_officer_version_2019.05_for_fis_use.docx
銷售國債的簡化程序
(第007/B/2019-DSB/AMCM號傳閱文件) /files/banking_sector/rules_and_guideline/notices_and_guidelines/007_b_2019_dsb_amcm_chinese.pdf /files/banking_sector/rules_and_guideline/notices_and_guidelines/007_b_2019_dsb_amcm_pt.pdf /files/banking_sector/rules_and_guideline/notices_and_guidelines/007_b_2019_dsb_amcm_english.pdf
公司債券發行及交易轉讓管理指引
(第009/B/2019-DSB/AMCM號傳閱文件) /files/banking_sector/rules_and_guideline/notices_and_guidelines/009_b_2019_dsb_amcm1_zh.pdf /files/banking_sector/rules_and_guideline/notices_and_guidelines/009_b_2019_dsb_amcm1_pt.pdf
公司債券承銷及託管業務指引
(第009/B/2019-DSB/AMCM號傳閱文件) /files/banking_sector/rules_and_guideline/notices_and_guidelines/009_b_2019_dsb_amcm2_zh.pdf /files/banking_sector/rules_and_guideline/notices_and_guidelines/009_b_2019_dsb_amcm2_pt.pdf
反洗錢及反恐融資措施的補充說明 – “博彩相關"客戶
( 第011/B/2019–DSB/AMCM號傳閲文件) /files/banking_sector/rules_and_guideline/notices_and_guidelines/011_b_2019_dsb_amcm_industry_guidance_to_banks_overseas_gaming_activities_cn_revised.pdf /files/banking_sector/rules_and_guideline/notices_and_guidelines/industry_guidance_to_banks_overseas_gaming_activities_english.pdf
網絡防衛指引
(第016/B/2019-DSB/AMCM號傳閱文件) /files/banking_sector/rules_and_guideline/notices_and_guidelines/016_b_2019_dsb_amcm_zh.pdf /files/banking_sector/rules_and_guideline/notices_and_guidelines/016_b_2019_dsb_amcm_en.pdf
信用機構自助服務設施的設置
(第011/2020-AMCM號通告) /files/ch_av_011_2020.pdf /files/pt_av_011_2020.pdf
對《金融體系法律制度》第十七條的闡釋
(第014/B/2020-DSB/AMCM號傳閱文件) /files/014_b_2020_dsb_amcm_chinese.pdf /files/014_b_2020_dsb_amcm_english.pdf
融資租賃業務風險管理指引
(第016/B/2020-DSB/AMCM號傳閱文件) /files/016_b_2020_dsb_amcm_chinese.pdf

最後修訂: 2020-12-01 16:23:29